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Factors that Should or Should Not Influence Your Decision-Making
Luisa Ritacca
Partner, Stockwoods LLP

THE ROLE OF POLICY, PRECEDENT AND DISCRETION IN ADMINISTRATIVE DECISION-MAKING

  • Appropriate use of policy in your decisions
  • Sources of policy
  • What precedent is binding and what is not?
  • Rules vs. policies and guidelines
  • Boards created by public-interest statutes
  • Consistency of decisions of your board, and why it matters
    - departing from past decisions
  • Policy and the reasonableness of the decision upon judicial review
  • The differences between tribunals and arbitrators

ESSENTIAL ETHICAL ISSUES FOR ADMINISTRATIVE DECISION MAKERS

  • Outside influence: what kinds of problems can arise, how can you deal with them, and why you need to be concerned
    - internal influence
    - external influence
  • How much can you rely on staff or tribunal counsel when writing decisions?
    - what sorts of things are they allowed to discuss or advise on?
    - appropriate tasks to delegate to staff
    - legal limits on their participation
    - tribunals with prosecutorial arms
    - why the type of tribunal may make a difference
  • Bias and “reasonable apprehension of bias”
  • With whom can you discuss the case?
  • Confidentiality: within the tribunal and as claimed by parties
    - are your notes confidential?
  • Consultation and circulating drafts within your tribunal
    - is it allowed?
    - is it a good idea?
    - legal rules
  • When is it legitimate to change your mind, and when is it not legitimate?
  • Scenarios for discussion