The Canadian Intstitute's21st AnnualSecurities Superconference SECURITIES REGULATION & COMPLIANCE _________________________________________________________________________
Presented from the Live Broadcast | April 2011 | Toronto, Ontario
As securities professionals and practitioners in today’s challenging post-recessionary economy, you need to know what is new and what is coming down the pipeline from regulatory bodies across Canada and the U.S. How must organizations act to ensure compliance, deal with grey areas in untested new regulations, and prepare for newly proposed initiatives and emerging issues? Where do new market-led practices factor into the new securities landscape?
Click the video screen above to hear Conference Chairperson's Opening Remarks
As policy makers, regulators, industry and the Canadian public seek ways to prevent another financial crisis, neither you nor your organization can afford to lag behind your peers on identifying and understanding the key issues, adopting industry best practices and compliance program upgrades and finding ways to overcome outstanding regulatory and industry issues.
Our exceptional speaker faculty of securities regulatory and transactional leaders, and legal and compliance practitioners across Canada and the U.S. will provide you with this year’s most salient information:
KEY IMPACTS OF THE U.S. DODD-FRANK ACT on Canadian and cross-listed companies and regulators
NEW, PROPOSED AND EMERGING REGULATORY ISSUES being tackled by Canadian and U.S. regulators: What you need to know and do about insider reporting, registrant regulation, derivatives and more
TAKING THE INITIATIVE ON THE NATIONAL REGULATOR INITIATIVE: What to do if it goes ahead, if it does not, proposed alternatives and how to act in the interim
M&A TRENDS AND DEVELOPMENTS: Analysis of the new M&A marketplace
HOT-BUTTON CORPORATE GOVERNANCE issues: Managing say-on-pay, proxy voting and more
Register to view this conference archive by calling toll-free 1-877-927-7936
